Senior Director & Counsel, Enterprise Data Privacy Office
Financial Industry Regulatory AuthorityEssential Job Functions:
- Develops and implements FINRA's enterprise-wide data privacy strategy and roadmap, with a focus on maturing the privacy program, including refining enterprise-wide privacy policies and establishing a comprehensive risk matrix and risk register
- Oversees the privacy program, including policies, standards, and controls to ensure compliance with applicable US laws and regulations
- Establishes and oversees privacy compliance monitoring programs, including regular audits to ensure ongoing compliance
- Oversees the Office’s program to conduct privacy impact assessments for new and existing business activities and systems across the enterprise
- Leads the Enterprise Data Privacy Office, to include managing a team of legal and non-legal privacy professionals to execute the privacy program and managing the budget
- Advises senior leadership on privacy risks and mitigation strategies, including those related to disruptive technologies such as generative and agentic artificial intelligence
- Fosters a culture of privacy awareness and accountability across the organization, including through delivery of enterprise–wide and targeted training and communications
- Collaborates cross-functionally with business units, Technology, Legal, and other stakeholders to address privacy concerns
- Monitors US privacy regulatory developments and updates FINRA's practices accordingly
- Demonstration of FINRA’s values
- Collaboration, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity
Education/Experience Requirements:
- Juris Doctor (J.D.) degree and a minimum of ten (10) years of legal, regulatory or compliance experience, with at least five years experience in privacy
- Supervisory experience required
- Demonstrated ability to influence and drive change without direct authority
- Confidence in making timely decisions in gray areas and ambiguous situations
- Strong demonstrated collaboration and consensus-building skills
- Excellent communication and stakeholder management abilities
- In-depth knowledge of US privacy laws, regulations, and industry best practices; experience working in a legal capacity for a not-for-profit a plus
- Understanding of emerging technologies and their privacy implications
Working Conditions:
- Hybrid work environment, with defined in-person presence requirements
- Extended work hours as needed
- Some travel may be required
For work that is performed in CA, CO, IL, Jersey City, NJ, New York City, NY, MA, MD, Washington, DC, NJ State and NY State, please refer to the chart below for the salary range for the corresponding location. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons.
CA: Minimum Salary $177,100, Maximum Salary $361,700
CO: Minimum Salary $154,100, Maximum Salary $301,400
IL*: Minimum Salary $169,400, Maximum Salary $331,900
Jersey City, NJ/NYC, NY: Minimum Salary $185,000, Maximum Salary $361,700
MA: Minimum Salary $154,100, Maximum Salary $346,700
MD/Washington, DC: Minimum Salary $177,100, Maximum Salary $346,700
NJ State: Minimum Salary $169,400, Maximum $361,700
NY State: Minimum Salary $154,100, Maximum Salary $361,700
*Including positions performed outside the state but reporting to an office or manager in that state.
Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA.
#LI-Hybrid
To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.
The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.
Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.
FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's Employee Relations team at 240.386.4865 or by email at EmployeeRelations@finra.org. Please note that this process is exclusively for inquiries regarding application accommodations.
Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal, state, or local law. As part of its dedication to employee wellness, FINRA provides comprehensive health, dental and vision insurance. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement, commuter benefits, and other benefits that support employee wellness, such as adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
Time Off and Paid Leave*
FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days, unless otherwise required by law (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.
*Based on full-time schedule
Important Information
FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.
You can read more about these restrictions here.
As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.
Search Firm Representatives
Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.
FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's Employee Relations team at 240.386.4865 or by email at EmployeeRelations@finra.org. Please note that this process is exclusively for inquiries regarding application accommodations.
All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, veteran status or any other classification protected by federal, state, or local laws.
FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.
FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.
©2025 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.